⚖️LAW FIRM COMPLIANCE READY REVIEW
Protect Your Firm. Protect Your Clients. Protect Your License.
⭐ COMPLIANCE READY REVIEW
A focused, forensic review to identify compliance risks before they become findings.
What This Is
A targeted compliance assessment designed specifically for law firms that need clarity around trust accounting, internal controls, documentation standards, and exposure points that could put the firm or its attorneys at risk.
This is not a cleanup.
This is a risk‑identification review.
Who It’s For
• Law firms preparing for audits or regulatory reviews
• Firms with trust accounting concerns
• Firms experiencing staff turnover or inconsistent bookkeeping
• Firms that want to confirm their systems meet compliance standards
• Managing partners who want peace of mind before something becomes a problem
What’s Not Included
To keep this service fast and focused, this review does not include:
• Cleanup or corrections
• Full forensic investigation
• Policy rewrites
• Trust‑accounting reconstruction
• Implementation
This is a diagnostic, not a remediation service.
Why Law Firms Choose This Review
• Early detection of compliance risks
• Clear, actionable guidance
• No judgment
• Ideal before audits, renewals, or regulatory deadlines
• Peace of mind for managing partners
Review the full scope of your Compliance Ready Review in one place. This downloadable summary outlines every component of the assessment so you can make an informed decision with confidence.
What’s Included
✔ Trust Accounting Compliance Scan
A focused review of the areas most likely to trigger findings.
✔ Documentation & Internal Controls Review
Assessment of workflows, segregation of duties, and audit trails.
✔ 3‑Month Transaction Sample Review
A forensic look at a defined period to identify patterns, gaps, or red flags.
✔ One‑Page Compliance Summary
Clear, direct, and written in plain language for partners.
✔ Top 3 Corrective Priorities
Specific steps to reduce risk immediately.
Case Study: $175,000 Recovered Through a Compliance Review
A Common Compliance Pitfall
⭐Common Pitfall: Overturn in Recordkeeping Position
A personal injury firm hired a new office manager who changed how settlements were recorded because she didn’t understand the previous workflow. That shift exposed discrepancies the partners didn’t know existed, unpaid attorney fees, unpaid rehab clinics, unreimbursed case expenses, and client ledgers that no longer aligned with trust activity.
During the Compliance Review, I traced each settlement back to its source, rebuilt the audit trail, and identified the true amounts owed.
Outcome: Over $175,000 recovered from the trust account and a fully documented, compliance‑ready workflow.
💵 Investment
$750 Per Trust Account
This covers the full compliance ready review, reconciliation analysis, documentation assessment, and risk summary.
Pricing is based on each trust account requires its own reconciliation, documentation review, and compliance assessment.
How It Works
To ensure a smooth, uninterrupted compliance review, payment is required upfront. This secures your review slot and allows the forensic assessment to begin immediately.
1.Request Your Review
Complete the form below.
Note: the required payment on form.
2.Complete Payment
You’ll receive an email with payment link to a secure online portal to complete payment. Your review slot is confirmed once payment is received.
3.Upload Your Documents
You’ll receive a secure upload link, upload instructions, document checklist, and intake form via email once payment is confirmed.
4.The Review Begins
Your full compliance assessment, reconciliation review, and documentation analysis begins when all documents are received.
5.Receive Your Report
You’ll receive a clear, prioritized compliance summary with actionable recommendations.
6.Optional: Ongoing Support
If you’d like help correcting the issues identified or ongoing support, we can discuss next steps. Only if you want it, no pressure.
Ready to Request Your Compliance Ready Review?
Complete the short form below to begin your review request.
Your total will appear when you select the number of trust accounts.
If you’re not certain whether your trust accounting is fully compliant, schedule a free consultation and get clarity before a regulator ever asks.
No pressure, no commitment — just clarity on what you need and what fits your situation.
Frequently Asked Questions
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No. This is a pre‑audit compliance review designed to identify risks, gaps, and red flags before an auditor or regulator sees them.
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You’ll receive a simple checklist, but typically you’ll provide:
• Bank statements
• Reconciliation reports
• Client ledgers
• Trust account activity
• Documentation for transfers and disbursements
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Most reviews are completed within 7–14 days, depending on document turnaround and the number of trust accounts.
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Yes. Many firms request their first review because they want peace of mind before an audit or staff transition.
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Yes. After the review, firms can request monthly or quarterly compliance check‑ins.
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Yes. This ensures your review slot is reserved and allows the compliance ready process to begin without delays.
“Our IOLTA was not in compliance with regulatory agencies, Penda reconciled our IOLTA account and recovered over $175k that was due to the firm, so we retained her services and have not had any compliance issues.”
—Client